“AUTOMATED TRADING, ETHICAL BLIND SPOTS: JOSEPH PLAZO’S WARNING TO ASIA”“AUTOMATED TRADING, ETHICAL BLIND SPOTS: JOSEPH PLAZO’S WARNING TO ASIA”“JOSEPH PLAZO ISSUES CAUTION ON AI IN FINANCE: HUMAN VALUES STILL MATTER”

“Automated Trading, Ethical Blind Spots: Joseph Plazo’s Warning to Asia”“Automated Trading, Ethical Blind Spots: Joseph Plazo’s Warning to Asia”“Joseph Plazo Issues Caution on AI in Finance: Human Values Still Matter”

“Automated Trading, Ethical Blind Spots: Joseph Plazo’s Warning to Asia”“Automated Trading, Ethical Blind Spots: Joseph Plazo’s Warning to Asia”“Joseph Plazo Issues Caution on AI in Finance: Human Values Still Matter”

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In a session attended by students from NUS, Kyoto University, and AIM, investment strategist Joseph Plazo, made a notable appeal: in a world increasingly shaped by machines, human judgment remains essential.

MANILA — Inside the lecture hall of a leading business school, what began as a discussion on AI became a deeper debate on accountability.

Plazo, the founder of his namesake AI-focused investment firm, is widely regarded as a leading figure in machine-driven investing.

And yet, it was not code he chose to champion—but caution.

“Letting AI handle your trades is fine—but not your conscience.”

???? **A Technologist Who Questions the Tools He Built**

Plazo’s credibility comes not from critique, but from contribution. He has helped reshape modern investment practices through AI.


“Accuracy without context is risky.”

He recounted a key moment during the COVID-19 crash: a bot under his firm’s control flagged a short position on gold—hours before an emergency Federal Reserve announcement.

“We intervened,” he said. “It read the signals. But not the situation.”

???? **Instinct Cannot Be Replaced by Speed Alone**

In a reference to a 2023 Fortune roundtable, Plazo cited concerns that traders increasingly feel disconnected from the market—having lost their instincts to automation.

“Deliberation can be the difference between a mistake and a saved reputation.”

He proposed a decision framework, which he called **“Conviction Calculus”**, grounded in three guiding questions:

- Is this trade consistent with our ethical code?
- Does traditional market intelligence support the trade?
- Is this a decision we would read more defend in public?

???? **Technology Is Advancing, But Is Oversight Keeping Pace?**

Across Asia, investment in AI and fintech is accelerating. Countries like Singapore, South Korea, and the Philippines are becoming hubs for automated trading systems and tech-led asset management.

Plazo’s message? Growth is welcome. But guidance is vital.

“You can scale capital faster than character,” he said. “And that imbalance is a concern.”

In 2024 alone, two hedge funds in Hong Kong reported billion-dollar losses due to AI-driven decisions that failed to anticipate geopolitical shifts.

“Machines are fast—but they’re not wise.”

???? **The Next Step: Context-Aware AI**

Despite his warnings, Plazo remains optimistic about AI’s future—when developed thoughtfully.

His team is building what he described as **“narrative-integrated AI”**—tools that factor in not just financial data, but also context, tone, timing, and social dynamics.

“We need tools that understand meaning, not just movement.”

At a private gathering after his talk, venture leaders from Tokyo and Jakarta approached Plazo about potential collaboration. One described his vision as:

“A timely model for responsible innovation.”

???? **Final Thought: The Most Dangerous Errors Are the Quietest**

Plazo concluded with a sobering statement:

“A silent, automated error can do more damage than a thousand bad guesses.”

It was a reminder: leadership is about asking the hard questions—especially when the data says yes.

Because in the race to automate everything, what’s often lost is not just time—but responsibility.

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